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Tuesday, February 9, 2010

A Concurring Opinion for Secession, Parts 1 & 2

Hello Everyone,

Here is a two part article from Timothy Baldwin on the legalities of “secession.”  Once again, to be clear, this is not something we should want or strive for, but something kept in the back of our minds, just in case. 

From the text, it looks like there will be more to come.  I’ll likely post what follows as well. 

Godspeed,

Gill Rapoza
Veritas Vos Liberabit



by Timothy Baldwin
February 4, 2010

One of my most highly esteemed colleagues, Edwin Vieira, wrote a recent article entitled, “A Dissenting Opinion On ‘Secession’,” to which I feel compelled to respond, for a couple of reasons: (1) many people (including me) highly respect Vieira’s opinion and analysis, as he has proven himself to be an extremely intelligent person and favorable to the cause of freedom; and (2) the matter of freedom is too crucial not to be publically debated. Truth being the ultimate objective, I claim the same liberty as Emer De Vattel in his renowned exposition, The Law of Nations: “My pen lies under no restraint, and I am incapable of prostituting it to flattery. I was born in a country of which liberty is the soul, the treasure, and the fundamental law.” Emer De Vattel, The Law of Nations, (Indianapolis, IN, Liberty Fund, 2008), 20.

Given the weight and importance of this subject, I must admit that the briefness of this article and the articles to follow (in parts) will not allow me to expound all of the principles confirming the right of a state to secede, for to do so would require me to write volumes. However, the principles, rationale, history, authoritative sources and conclusions contained herein should be sufficient to rebut the anti-secessionist claim and to inspire the reader to study for himself or herself this crucial matter.

The Crux of the Matter

Allow me to restate what the issue really is regarding the matter of secession, for the truth of the matter will only be revealed through a precise restatement of the deciding issue. Secession is a question the true character and nature of our union. The most articulated opponents of secession and state sovereignty have advocated their position this way:

“The federal laws are the supreme laws of the land, unless they violate the constitution. If they violate the constitution, they are void and null. So, who is to determine if those laws violate the constitution? Answer: the US Supreme Court–they are the final arbiter. No other political department (state or federal) has the unilateral power to contradict what the supreme court has determined to be constitutional. This includes the matter of state sovereignty and the limits of the same (e.g. secession). Since the supreme court possesses this power, this automatically means that the states do not have the power to do any act contrary to the federal law until the supreme court rules that the law is unconstitutional.”

Thus, the issue comes down to what is the nature of our union and consequently, what is an individual state’s right to exercise its sovereign powers to unmake a constitution for that body-politic, which was formed for the protection of that particular society’s interest and freedom. Is this state sovereignty controlled by the federal supreme court or not?

Proponents of Secession throughout the United States’ History

Let us be clear on this: some of the most well-recognized intelligent and articulate statesmen and patriots throughout America’s history have advocated the right of States to secede from the union, both under the Articles of Confederation and United States Constitution. Alexander Hamilton admits this in Federalist Paper 22: “[t]he doctrine of [secession] itself has had respectable advocates.” Likewise, Justice Joseph Story notes that the principles of secession represent the opinions “of a large body of statesmen and jurists in different parts of the Union.” Joseph Story, Nature of the Constitution – Whether A Compact, Book 3, Chapter 3, Section 319. Astute constitutional scholars hold the position of the states’ right to secede similar to the following: “It is not to be understood, that [the Union’s] interposition [on the states] would be justifiable, if the people of a state should determine to retire from the Union.” William Rawle, A View of the Constitution of the United States of America, 296.

Some will try to paint advocates for states’ rights as loony, nutty, irrational or otherwise enemies to the union, but the truth is, some of the most highly-respected, intelligent, articulate, and educated men in America have fought and died defending this principle and corresponding right, and did so in attempts to preserve those principles upon which the union was formed to begin with. For those who would impugn their character deserve little or no respect and simply desire to rid the United States of this highly regarded and well-accepted principle of political maxim and truth. (As a side, their attitude proves that the federally-controlled education system has done a great job at distorting history and issues!)

The Relevance of Secession

For the first time in generations, the matter of secession is once again being publically debated, but perhaps not enough; for the principles underlying the positions for or against secession will create the means of redress against tyranny. As I have written about before, there are candidates throughout these states who are running their campaign on state sovereignty and the tenth amendment. This matter is more alive than it has been in a long time, so the people need to be informed properly.

So, here is a small observation or lesson for those wanting to learn about constitutional construction: constitutional interpretation is molded by one’s underlying assumption of the true nature and character of the union and by one’s decision regarding whether the constitution has a fixed meaning or can evolve over time. A proper analogy may be this: one’s determination of whether there is such a thing as “sin” or “morally wrong behavior” will be predetermined by their assumption of whether or not there is a God. If one assumes there is no God, then his interpretation on the morality of human actions will certainly be led by his underlying assumption. If one assumes there is a God, then likewise.

With certain assumptions given, we see why in the 1940s, the US S CT ruled that Congress has “plenary power” to regulate the states, to the exclusion of and at the expense of state sovereignty, which expanded Congress’ power to regulate commerce, etc. to an inconceivable extent, contrary to the intent of the Constitution. This is why we see Congress taking over virtually every major (and even minor) area of our lives. The courts’ underlying assumption: the US Constitution’s nature was one of the WHOLE PEOPLE not of INDIVIDAL STATES, and state sovereignty and power is not to get in the way of Congress’ power.

Therefore, we see the crucial need in determining where the roots are below ground and what they are made of before we can analyze the trunk, branches and fruits which proceed from the roots. What is the result of ignoring the determination of underlying assumptions? Well, let’s just say, we get what we pay for, and apparently, slavery is cheap.

More to Come…

What will be seen throughout these articles is that the states never waived their power and right to secede from the union. To the contrary, you will see that the states actually and expressly stated in their ratification documents that they could recall the powers granted at any time at their will. We will see that the nature and character of the union is not one nation formed by one mass body of people, but is union formed by the assent of sovereign states by means of a federal compact. We will see that the federal supreme court does not possess the power to change the nature and character of the compact, nor does it possess the power to limit the states’ sovereignty retained in the tenth amendment.

We will see that the individual state’s right to resist federal tyranny is not conditioned upon the approval of three fourths of the states or federal supreme court. We will see that a state has the power and yes, the duty to protect its sovereignty and the powers granted to it by the people of that state. In the end, we will see the proof that evinces the intent of the ratifiers of the constitution to retain the right to secede from the union.

Copyright © Timothy Baldwin 2010



by Timothy Baldwin
Posted on 07 February 2010

Anti-Secessionist Argument #1: To secede would cause damage to the other states given their “detrimental reliance” on the other states’ joining the union.

In Vieira’s first point, he refers to the secessionist’ position that the US Constitution is a “contract,” thereby giving the state a right to break the contract upon a breach. However, he qualifies this position to say, a contract is no contract where the parties to it can leave it at any time without cause. In other words, where there is no binding effect upon the parties to the agreement, then the agreement has no binding effect other than a “gentlemen’s agreement.” This renders the “agreement” to be something other than a contract and implicitly is some sort of legal absurdity.

From a natural law definition, Vieira describes what enlightenment and natural philosophers called an “imperfect obligation.” “An imperfect mutual obligation arises…when a person, while binding himself to furnish something to another, does not demand that this latter be put in his turn under obligation to him in the same way. This takes place principally in the case of gratuitous promises.” Samuel Pufendorf, Two Books on the Elements of Universal Jurisprudence, (Indianapolis, IN, Liberty Fund, 2009), 116.

To avoid the conclusion that the US Constitution is simply a non-binding agreement upon the States, Vieira points us to “what lawyers call” detrimental reliance, offering a sort of alternative to the “contract/compact” theory of secessionists. This detrimental reliance theory is a principle of contract and natural law, as expounded by natural law jurists, and is in fact a legal cause of action used today. This principle says, where I have made a promise and as a result of that promise, you have changed your position, such that if I break my promise, you will be harmed, then an implied contract has been formed and I will be estopped from breaking my promise or alternatively will be held liable for the damages I cause you as a result of breaking my promise. Put differently, the ratifying states of the union have relied upon the other states’ ratifying the constitution and that as such, those states have formed an implied contract to remain in that same union, except by the terms of the contract, as if there is one.

The detrimental reliance theory, however, is not at all in order as it relates to the independent actions of independent states. Is the United States perpetually bound by a treaty to a foreign country forever where that foreign country has materially breached the agreement? No one in their right mind would even suggest it. Not one state expressly conditioned their ratification of the constitution upon the guarantee that all of the ratifying states (present and future) will be bound to that union, even though all of the states knew of its possibility, given the fact that they just seceded from Great Britain.

They joined the union based upon the moral force of commonality, as James Madison confirms in this maxim:

“The more intimate the nature of such a union may be, the greater interest have the members in the political institutions of each other…Governments of dissimilar principles and forms have been found less adapted to a federal coalition of any sort, than those of a kindred nature.” FP 43 (emphasis added).

What happens to the union where the principles and forms are now less adapted to a federal coalition? What happens to self-government when those elements are gone?

And as a side, how can it be that the colonies had a right to secede from Great Britain which was a bond connected by a monarchy with no form of voluntary union present, but there can be no right to secede in a federal compact formed voluntarily by sovereign states? If the answer is, well, ALL of the colonies seceded, this does not answer the question, because each colony had the individual decision to make for itself whether or not it would secede, and they maintained that independence from each other as evidence by their Declaration to the world of being free and independent states, having all the powers that independent nations have. If there is anything that is clear from the Declaration of Independence period, it is that the people wanted to maintain a federal form of government, not a national one, just as Justice Joseph Story reflects: “The Declaration of Independence…was not the act of the whole American people.” Joseph Story, Nature of the Constitution – Whether A Compact, Book 3, Chapter 3, Sec. 330.

However, even if it were presumed that the detrimental reliance theory is applicable here, the natural and contract law principles of course work both ways: where a state has entered the union with the promise or assurance that the fundamental laws, principles and purposes of the constitution be followed, then the harmed state has a right to seek remedy for that breach and to mitigate its damages as far as possible for the preservation of that state where those guarantees are not followed.

State Ratifications Reveal “No Detriment”

Using the detrimental reliance argument to oppose secession ignores what the states believed to be true when entering the union; that is, they believed they had a right to withdraw themselves from the union at any time based upon the principles of a federal compact formation. Consider the state of New York’s ratification documents:

“We, the delegates of the people of the State of New York…do declare and make known—[1] That all power is originally vested in, and consequently derived from the people, and that Government is instituted by them from their common interest, protection, and security. [2] That enjoyment of life, liberty and the pursuit of happiness, are essential rights, which every Government ought to respect and preserve.” [3] That the powers of Government may be re-assumed by the people, whensoever it shall become necessary to their happiness; that every power, jurisdiction, and right, which is not be the said Constitution clearly delegated to the Congress of the United States, or to the departments of the Government thereof, remains to the people of the several States, or to their respective Governments, to whom they may have granted the same.” Stephens, A Constitutional View of the Late War Between the States, 270-271 (emphasis added).

Here, New York put the world on notice that the people and their agents (state government) retain the right to withdraw themselves from political associations where such unions become destructive to the ends of government: “enjoyment of life, liberty and the pursuit of happiness.” Why? Because this conforms to the principles of state sovereignty, self-government and the consent of the governed. It cannot be argued that a state breaches a contract by removing itself from the relationship when the states understood and consented to this “right to withdraw” term of the contract before hand.

Are we, their posterity, to ignore the legally binding effect of their declarative statements regarding ratification? And if we can so ignore, then why cannot we likewise ignore the supposition that the states cannot secede because our “forefathers did not want us to” or because the federal government does not want us to today? What is good for the goose is good for the gander. You cannot attempt to justify a position based upon the constitution when the documents ratifying the constitution show the opposite political intent and effect. After all, the constitution was not created and does not currently exist in a vacuum. One cannot look at the words today and apply his own subjective meaning to them. This contradicts every rule of sound construction. The constitution has certain and fixed meanings based upon the principles, philosophies, circumstances and understandings of 1787, and those meanings can most certainly be determined by the ratifying documents of the states.

If detrimental reliance is the pad-lock holding the states together, then it most certainly is the key to unlock the states’ part in the union where the system of the union itself causes detriment to the states, such that a state’s very survival and freedom’s perpetuation is best accomplished through secession from the existing union. As soon as this theory is admitted, contract laws necessarily appear between the states and with the created federal government (the agent of the people of the states); and one must necessarily conclude that each party has a right to enforce the contract as it relates to the breach thereof, especially when the assenting document expressly declares that they have a right to withdraw from the union.

This is why it is so important for anti-secessionists to conclude that a contract/compact does not exist between the states because to do so admits the power of the parties to determine the breach of the terms and to pursue remedies consequentially. To that end, Vieira does not admit that an implied contract exists, nor does he admit that an expressed contract exists. Why is it so important that the union not be based upon a compact? Because the rules and maxims relative to a union being formed by a federal compact necessarily confirm the states’ right to remove themselves from that union. This will bring us to our next article.

Copyright © Timothy Baldwin 2010


Gill Rapoza
Veritas Vos Liberabit


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